IPO Notification

• The applicant must have Mighty Brokerage (Asia) Limited securities accounts, Hong Kong identity card and Hong Kong Address
• Applicants should use the Yellow application form if you want the Public Offer Shares to be allocated to you and issued in the name of HKSCC Nominees Limited and deposited directly into CCASS for credit to your investor participant stock account or your Mighty Brokerage (Asia) Limited securities account of your designated CCASS participant.
• Applicants should use the White application form if you want to receive physical certificate issued in your name.
• If the applicant wishes the company to subscribe the IPO service on his/her behalf, please register through the “New Listed Company -- Real-Time Subscription” on our website.
• The applicant must deposit sufficient money including the subscription fee, brokerage commissions, transaction fees and charges to the securities account (For deposit details, please refer to our website "deposit and withdrawal method" section) before subscription.
• After the application is confirmed, the Company will immediately freeze the required  subscription amount in the applicant's securities account.
• Once IPO allocation results are announced, the White application form applicants must refer to the prospectus for related notice. The Yellow application form applicants registering through the Company may check their securities account for stock balance.
• If the application is unsuccessful or only partly successful, the subscription amount or any  remaining amount will be mailed by ordinary post to the address stated in the White application form. As for Yellow form applicants applying through the company, the subscription amount will be credited back to their securities account in the Company.
• If the application is successfully allocated shares will be mailed to the address stated in the White application form by ordinary post. Yellow Form applicants registering through the Company will have their allotted securities deposited to the applicant’s securities account in the Company.
• The applicant is required to submit his/her application according to the IPO schedule, from 12:00 on the day of IPO begins until the day prior to the deadline day at 12:00. Applicants may apply by Internet or by phone with the Company. As for white or yellow application form applicants, they should submit their applications on time based on the prospectus description.
• All individual application for new shares may only be credited to the same individual’s account name, however, an individual may not be credited into joint account and vice versa.

For IPO notices and prospectus details, please refer to the Hong Kong Stock Exchange website "Listed Company Information". If you have any queries about IPO, please feel free to call 2655 7011 to contact our customer service representatives.